Take Note







In October 1999, a formal curriculum management audit of the Oakland Unified School District as commissioned by the Fiscal Crisis Management Assistance Team (FCMAT) was conducted by a team of auditors from the California Curriculum Management Audit Center (CCMAC), an affiliate of the Association of California School Administrators (ACSA). This document reflects the findings and recommendations of the audit team related to the standards FCMAT established as well as those standards used by the CCMAC to compare, verify, and comment upon the district’s existing curricular management practices. The comprehensive CCMAC audit report appended to the Pupil Achievement section of this report supplements and fully supports the findings and recommendations expressed herein.

    This document also reflects subsequent follow-up planning efforts conducted by an ACSA consultant in collaboration with the Interim Superintendent for the Oakland Unified School District and his assistant superintendents. The overarching purpose of this follow-up planning was to develop a workable strategy for rehabilitating the district’s educational operations. The district must move ahead rapidly enough to demonstrate convincing progress, yet deliberately enough to assure authentic change and reform.

    The goal of the Curriculum Management Audit Recovery Plan is to improve student achievement through complete implementation of the required programs and recommended strategies focusing on the following:

    • The State Core Curriculum Content and Performance Standards

    • The Bilingual Master Plan and Memorandum of Understanding with the Office of Civil Rights

    • The Voluntary Resolution Plan

    • National Science Foundation Comprehensive Program for Math and Science Achievement

    • The Special Education Master Plan

    • The School Site Decision-Making Policy

    To accomplish this goal the district stands ready to reorganize its administration and support structure to focus its energies on implementation of the recommended programs and strategies.

    A Curriculum Management Audit is designed to reveal the extent to which the board and professional staff of a school district have developed and implemented a sound, valid, and operational system of curriculum management. Such a system, set within the framework of adopted board policies, enables the school district to make maximum use of its human and financial resources in the education of its students. When such a system is fully operational, it assures Oakland taxpayers that their fiscal support is optimized under the conditions in which the school district functions.

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    EXECUTIVE SUMMARY OF FINDINGS AND RECOMMENDATIONS

    The paragraphs below summarize the findings and recommendations of the CCMAC study. They have been grouped into the following five general categories:

    1. Control of Resources, Programs, and Personnel
    2. Clear and Valid Objectives for Students
    3. Internal Consistency and Rational Equity in Program Development and Implementation
    4. Use of Assessments to Improve Programs
    5. Improved Organizational Productivity

    1.  Control of Resources, Programs, and Personnel

    Auditors found that the Oakland Unified School District does not meet the requirements of the Curriculum Management Audit control standard regarding board policy, planning, and personnel appraisal. Frequent changes in leadership have made it difficult for the district to establish and focus on its mission or implement systems for increasing productivity. Political controversy and special interest groups disrupt the continuity of district efforts and distract the organization from its primary purpose?raising student achievement. Over time, this has affected the culture of the district, institutionalizing a low expectation for student achievement, allowing departmental inefficiencies, and perpetuating an attitude of self-preservation and cynicism. The Oakland Unified School District is not well respected by its public.

    The policies of the Board of Education were reviewed and found to be inadequate to provide a framework to guide the curriculum design and delivery. Many policies are over 10 years old. The district lacks adequate policies, procedures and uniform monitoring practices to ensure that the adopted curriculum is adequate and effectively implemented.

    The district has recently implemented a new table of organization. The table of organization does not meet all of the audit criteria and communication regarding the implementation of the re-organization has been poor. Auditors found job descriptions to be outdated and of poor quality. Discrepancies between the job descriptions and the table of organization were apparent. In general, the job descriptions were inadequate to guide curriculum design and delivery.

    The district’s planning processes are disjointed. The district has not developed, adopted and implemented a long-range plan. Frequent changes in district leadership have compromised planning functions. Each new superintendent has instituted new goals and a different organizational focus. At both the district and site level, auditors found multiple planning documents that are not aligned with the overall district mission, vision and goals.

    The auditors recommend the district develop, implement, and monitor the use of a comprehensive set of policies to direct curriculum management, design, and delivery. In addition, the organizational structure and responsibilities of the administrators should be revised to improve support for curriculum design and delivery.

    Efforts should also be undertaken to refine and implement the district planning process to ensure focus and connectivity to increased student achievement.

    2.  Clear and Valid Objectives for Students

    A variety of educational programs are offered in the Oakland Unified School District which includes traditional schools, alternative schools, magnet programs, year-round schools, and charter schools. School choice, site-based decision-making, and access to grants, higher education, and corporate and community partnerships have provided an array of opportunities for students. However, these efforts have generally lacked the planning, focus, alignment, monitoring, evaluation, and revision needed to result in increased student achievement.

    The school district has undergone changes in the past decade that have negatively affected the continuity and cohesiveness of curriculum development, implementation, and assessment. According to many staff interviewed, there have been changes in district leadership, philosophy, and staffing within the curriculum department. The district has changed from the Terra Nova Test to the SAT-9 to measure student achievement. State content standards are currently being aligned to the new assessment with augmented tests. A Voluntary Resolution Plan with the Office of Civil Rights established in 1998 has resulted in some major systemic changes around the design and delivery of the curriculum.

    Low scores on the state assessments have contributed to the current district focus on literacy and increasing student achievement. However, lacking is a comprehensive curriculum management plan that provides the policies and procedures needed to support district priorities and increase the likelihood of successful implementation. Content standards provide instructional objectives for teachers, but they lack the specificity needed by teachers to effectively plan their teaching. Curriculum guides are not available for all subjects and courses taught. All of the current guides were judged to be inadequate in basic design components. The lack of guides and the minimal direction provided by the existing guides contribute to inconsistency in curriculum delivery from classroom to classroom, across grade levels, and among schools.

    Numerous programs and interventions have been initiated in recent years. These programs lack cohesion and focus, and auditors found little system-wide coordination The auditors recommend that the district develop and implement a written comprehensive curriculum management system with aligned guides that establish challenging student learnings. The district should also take steps to focus the role of principals and educational administrators on high-quality curriculum and instruction, and monitor to ensure effectiveness.

    3.  Internal Consistency and Rational Equity in Program Development and Implementation

    The auditors found a lack of internal connections among schools, from grade to grade, and across curriculum areas. Isolated areas of exception exist where targeted efforts have been made, such as the literacy focus of recent years. However, in general, K-12 articulation and coordination in curriculum and program delivery are either missing or deficient. The lack of coordination is evident on even the superficial levels of leadership and staff coordination between schools. These weaknesses impede the K-12 curriculum delivery and achievement of program goals.

    Auditors also found several inequities and inequalities that preclude all students getting the tools necessary for their academic success. Among the problems identified were the inequitable availability of academically advantageous courses at the high schools; the availability among high schools of technology courses; and the placement of students from certain ethnic groups in such courses as Honors, Advanced Placement, Gifted and Talented, and Special Education. English Language Learners are not meeting the targeted redesignation rates in the current program services, delaying their access to the full range of academic courses. Retentions in grade as well as the suspensions and expulsions records reflect disproportionate representation of African Americans, particularly males. Dropout rates are higher than the statewide average.

    Auditors found wide disparities among financial resources spent at the school level that could not be explained on the basis of equity-based decisions. The ethnicity of teachers, administrators, and pupil services personnel does not reflect proportionally the ethnic diversity of students enrolled in the district. Further, the placement of teachers with emergency credentials is more prevalent in schools with student populations reflecting greater needs and less prevalent in the Oakland schools with higher percentages of white students. In addition, the auditors found that salaries were insufficient to attract and retain new teachers.

    Auditors found that staff development lacks coordination, long-range planning, and monitoring of implementation, though attention to these concerns is occurring this year. Duplication of efforts among schools and linkage between goals and offerings continue to pose problems that interfere with effective staff development.

    The auditors recommend that the district establish a staff development program to support the design and delivery of the curriculum. In addition, the district should establish procedures to overcome inequitites in student  outcomes and resource allocations. Finally, strategies must be developed to establish competitive salaries for teachers and administrators and to establish strict accountability for high-quality job performance.

    4.  Use of Assessments to Improve Programs

    The auditors found the Oakland Unified School District weak in the design and use of feedback structures. A comprehensive student and program assessment plan does not exist. Assessment strategies on district and school levels lack a clear and uniform focus. The scope of assessment data is limited. The database is restricted in content having limited use for program interpretation and improvement. Test scores are uniformly lower than national standards and have not shown improvement over time. There is variation in grade level and individual school scores from year to year with no discernible trends toward consistent incremental improvement of student achievement. The district lacks a system for utilization of assessment data for decision-making.

    The auditors recommend that the district establish and implement a comprehensive district assessment program. Efforts should also be directed to establish programs that are data driven, integrated, and cohesive to ensure continuity and effectiveness in the delivery of the curriculum.

    5.  Improved Organizational Productivity

    Analyses of ending balances and reserves revealed that the district has minimally met the reserve for economic uncertainties. However, the traditional, rollover budgeting practices do not promote increased productivity. The processes for developing the budget are inadequately linked to the district’s primary mission. The district’s technology plan is inadequate in several respects and has been ineffectively implemented.

    A shortage of fully credentialed teachers in many of the schools thwarts the district’s efforts to deliver a quality education to all of its children. Inexperienced teachers, coupled with a high rate of absenteeism, hinder instructional productivity.

    Although much-needed renovation is underway and much has been accomplished, the auditors found the Oakland school facilities to be inadequate to provide a healthy, supportive learning environment for all of the children. A long-range master plan exists and is being used, but it lacks a long-range vision for the children and the community.

    The auditors recommend that the district restructure its personnel and financial procedures to more adequately meet the educational needs of the Oakland Unified School District. In addition, the district should develop and implement a long-range plan to ensure infusion of technology into the curriculum.


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    RECOVERY PLAN

    Presented on the following pages are the professional standards for school district instructional management along with the findings and recommendations of the auditors. Together they constitute goals and strategies for instructional recovery in the Oakland Unified School District. Based on the analysis of the district’s current implementation of each standard, project staff developed recommendations for improvement with the goal of helping the district fully and substantially implement each standard and then sustain that level of performance. On the following page, individual standards have been identified as priorities or principal focus points as the district begins implementation of its recovery plan.

    PERSONNEL MANAGEMENT

      Standard to be addressed Score
      1.1 - The district through its adopted policy provides a clear operational framework for management of the curriculum. 2
      1.2 - The district has clear and valid objectives for students, including the core curriculum content. 2
      1.3 - The district directs its resources fairly and consistently to accomplish its objectives. 0
      1.4 - The district has adopted multiple assessment tools, including diagnostic assessments, to evaluate, improve, or adjust programs and resources. 2
      1.5 - Expectations and a practice exist to improve the preparation of students and to build school structure with the capacity to serve all students. 0
      1.7 - Staff development provides staff with the knowledge and the skills to improve instruction and the curriculum. 2
      1.8 - Staff development demonstrates a clear understanding of purpose, written goals, and appropriate evaluations. 1
      1.9 - Evaluations provide constructive feedback for improving job performance. 0
      1.12 - The standards developed by the California Standards for the Teaching Profession are present and supported. 1
      1.13 - Teachers modify and adjust instructional plans according to student needs and success. 0
      1.14 - Challenging learning goals and instructional plans and programs for all students are evident. 0
      1.17 - Goals and grade-level performance standards based on a common vision are present. 0
      1.21 - Professional development is linked to personnel evaluation. 0
      1.25 - The district will ensure that all instructional materials are accessible to all students. 5
      1.26 - The district has adopted a plan for integrating technology into the curriculum. 2

       

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    ASSESSMENT AND RECOVERY PLANS

    1.1 Curriculum Management — Policy

      Professional Standard

      The district through its adopted policy provides a clear, operational framework for management of the curriculum.

      Sources and Documentation

1. District policies

2. Administrative Bulletins

3. Minutes of the governing board for the past two years

4. Interviews with board members, district administrators, principals, teachers, and community members

      Findings

1. The auditors reviewed policies and administrative bulletins pertaining to the district’s operational framework for management of the curriculum. The auditors found the scope and quality of the board policies are inadequate to guide sound curriculum management (see CCMAC Curriculum Management Audit, under separate cover).

2. The auditors noted the following policy deficiencies:

a. No aligned, written, taught, and tested curriculum is mandated.

b. No philosophical statement of curriculum is evident.

c. Accountability for design and delivery of the curriculum is not established through defined roles and responsibilities.

d. Long-range planning is not required.

e. A written curriculum for all subject areas is not required.

f. Allocation of time for learning is not specified for grades 7-12.

g. Vertical articulation and horizontal coordination of the curriculum is not required.

h. Curriculum connections from one level to another are not required.

i. Training for staff in the delivery of the curriculum is not required.

j. Monitoring of the delivery of the curriculum is not assigned or required.

k. Use of data assessment to determine program and/or curriculum effectiveness and efficiency is not specified or required.

l. Budget development processes are not required to be linked to curricular goals.

m. Resource allocation is not required to be tied to curriculum priorities.

n. School facilities and educational environment are not linked in policy to curriculum delivery.

o. Data-derived decisions are not required for the purpose of increasing student learning.


3. The auditors’ general analysis of the school district’s policies for management of the curriculum indicated that most of the policy series and administrative bulletins do not address issues of curriculum alignment or control. The board policies and administrative bulletins of the Oakland Unified School District are inadequate to improve student achievement and control the management of the written, taught, and tested curricula.

4. The auditors also found the process that requires formal adoption of administrative bulletins to be overly restrictive. A regular board review process for information and monitoring purposes would be more consistent with an effective school board’s function and role.

5. The auditors also found the district’s table of organization and job descriptions to be inadequate for the sound management of curriculum and instruction (see CCMAC Report, under separate cover). A review of the table of organization revealed the following deficiencies:

a. Confusion exists regarding the supervision of program personnel serving on the leadership academy teams.

b. No relationship exists between the coordinator of instructional technology, who reports to the director of technology, and the division of curriculum and instruction.

c. Assistant principals, deans, teachers on special assignment, and teachers are not represented on the table.

d. The staff development function of the district is not represented on the table of organization.


6. During interviews, some administrators indicated that recent changes in the table of organization were poorly communicated and not fully understood by staff members (see CCMAC Report, under separate cover).

7. The auditors analyzed the district’s job descriptions and found most to be outdated and of poor quality. Only 30 job descriptions (23.1 percent) earned a rating of adequate or better in all criteria for fully functional job descriptions.

8. No job descriptions existed for 31 positions identified on the table or organization. In contrast, job descriptions were presented for four positions that no longer exist in the district.

      Recommendations and Recovery Steps

1. Develop and implement a comprehensive set of board policies that focuses district efforts, strengthens organizational effectiveness, guides curriculum design and delivery, improves employee skill, and promotes student achievement.

a. Create a policy that provides for overall curriculum management. This policy should clearly define the philosophical framework for governing the design and implementation of curriculum based on district priorities with provisions for a curriculum development cycle and periodic review by the Board of Directors of the Oakland Unified School District.

b. Create a policy that links organizational structures — job descriptions (roles and responsibilities) and the table of organization (accountability relationships).

c. Develop a policy that acknowledges long range planning as an integral component of the growth and development of the district.

d. Establish a policy that requires K-12 alignment among the curriculum goals and objectives (written), teacher delivery techniques and strategies in the classroom (taught), and districtwide assessment (tested). Review Courses of Study to determine how they meet or must be updated to support the Board of Directors’ framework for curricular alignment.

e. Create a policy that requires vertical and horizontal articulation between the grades and among all instructional levels. Articulation and coordination of instructional resources should be addressed in the policy.

f. Create a policy requiring comprehensive districtwide professional development experiences for all certificated and non-certificated instructional staff in the delivery of the curriculum.

g. Develop a policy that establishes clear expectations for the monitoring of the curriculum and instruction by staff at all levels of the school district.

h. Review policies that currently address assessment. Develop policy requiring the development and implementation of a comprehensive assessment plan according to the criteria in the CCMAC Report, under separate cover.

i. Establish a policy requiring a program-centered budget in which human, fiscal and material resources are tied to the curriculum priorities and needs of the district.


2. Design and adopt a policy calling for the Superintendent to approve all Administrative Bulletins in order to enable more rapid response to organizational problems and to empower top administration to act more effectively and efficiently.

3. Develop an ongoing training program for staff on policy implementation.

4. Develop a plan that ensures the implementation of policy at all levels of the school district. Hold each administrator responsible for implementing policy and for ensuring that his or her staff understands and follows relevant policy. Incorporate this expectation into the appropriate annual staff evaluation process.

5. Implement and evaluate the adequacy of the policy and effectiveness of staff in following the policy, provide staff training as needed, and provide yearly reports to the board on policy implementation and administrative effectiveness.

6. Finalize revisions to the Table of Organization to:

a. Clarify reporting relationships between program staff assigned to the leadership team, leadership directors and program directors.

b. Establish responsibility for district staff development efforts within the Division of Curriculum and Instruction.

c. Establish a clear connection of the Coordinator of Instructional Technology with the Division of Curriculum and Instruction.


7. Communicate all organizational changes to all school district personnel.

8. Update all job descriptions for certified and classified personnel to reflect the criteria presented by the auditors (see CCMAC Report, under separate cover) and to reflect current district operations. Assure that the job descriptions include appropriate linkage to curriculum and instruction and that they match the organizational chart.

9. Provide in-services for administrators to develop their skills in monitoring the delivery of the written curriculum in the classroom and for evaluating the instructional staff with an emphasis on improving their instructional skills.

10. Monitor evaluations of administrative and instructional staff to ensure that they provide feedback to improve the delivery of instruction.

11. Develop and implement a plan to perform a cost/benefit analysis of district uses of Teachers on Special Assignment (TSAs). Focus the use of TSAs for observing and giving feedback to teachers, doing demonstration teaching, and conducting training for teachers and administrators.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.2 Student Objectives — Core Curriculum Content

      Professional Standard

      The district has clear and valid objectives for students, including the core curriculum content.

      Sources and Documentation

1. All curriculum guides and course outlines

2. Interviews with teachers, administrators, parents, board members

3. Policies, administrative bulletins, and curriculum development documents

4. Documents related to curriculum planning

      Findings

1. The auditors found curriculum management planning to be inadequate to guide the design and delivery of curriculum and instruction (see CCMAC Report, under separate cover).

2. The scope of the written curriculum is inadequate to provide local control of instruction (see CCMAC Report, under separate cover).

3. The curriculum guides that exist are inadequate in quality to drive instruction or improve student performance in Oakland Unified School District (see CCMAC Report, under separate cover).

      Recommendations and Recovery Steps

1. Design a comprehensive curriculum management plan to include the following elements:

a. The district’s philosophical approach to the curriculum;

b. A curriculum review cycle for all disciplines;

c. A consistent curriculum guide format;

d. Delineation of responsibilities for curriculum related decision-making for district administrators, principals, teachers, and district and school committees;

e. Expectations for the delivery of the curriculum;

f. Instructions for monitoring the curriculum that include specific procedures and criteria for principals and other staff;

g. Timing, scope, team membership, and procedures for curriculum review and adoption;

h. Selection procedures for instructional resources;

i. A process for integrating technology into the curriculum;

j. A process for communicating curricular revisions to the board, staff, and community.


2. Establish and implement a curriculum review cycle that includes the design of curriculum guides:

a. Organizational preparation:

• Select a consistent, districtwide format for curriculum guides that is functional and user-friendly.

• Establish a timetable for developing, evaluating, and revising curriculum guides for each subject and course offered.

• Select a curriculum design team. Select a small number of individuals and provide extensive training in curriculum and assessment design.

• Select a curriculum review team to critique the curriculum guides as they are drafted and revised. In addition to teachers who teach the discipline under review, the team needs to include a principal, and teachers trained in technology, special education, and gifted education.

b. Design Curriculum:

• Review the latest research and expert thinking in the discipline.

• Assess existing curriculum’s strengths and weaknesses.

• Assess current and future expectations of students, community, and society.

• Establish a complete set of goals and objectives for the discipline that are aligned to the district’s mission and goals, are aligned with state content standards, and meet the needs of the Oakland Unified School District’s students.

• Align objectives with the content of the SAT-9 test and local assessments.

• Determine prerequisite skills or concepts needed for the objectives.

• Match objectives to district-adopted textbooks and supplementary instructional resources.

• Integrate instructional technology.

• Develop specific examples and model lessons on how to approach key concepts or skills in the classroom using a variety of instructional techniques.

• Align instructional strategies with the context of state and local assessment.

• Include strategies for meeting the needs of special education and gifted students.

• Obtain feedback from the curriculum review team.

• Use external consultants as "critical friends" to critique the process and products during the design stage.

c. Implementation:

• Field-test the curriculum.

• Pilot the resource material, assessments, and instructional strategies.

• Evaluate curriculum effectiveness in terms of student achievement.

• Revise field-tested curriculum guides based on feedback.

• Submit curriculum for adoption by the board.


3. Establish administrative regulations for developing, adopting, implementing and monitoring programs and interventions that are aligned to district priorities and student learning goals. Include the following elements:

a. Limit the number of ongoing initiatives to a manageable number, and align budget allocations with curriculum priorities so that initiatives can be sustained. Request funding for any program only as part of the budget planning process and after assurance that the program is aligned to the curriculum and will be evaluated continuously for positive effects on student achievement.

b. Designate an administrator to supervise a clearinghouse function for the adoption and review of all programs and interventions. Assign accountability to a district administrator for the coordination of proposing, reviewing, adopting, implementing, and monitoring programs and interventions.

c. Develop a program intervention and screening process. The process needs to include the following components: a statement of alignment with established district priorities; alignment with the curriculum; a description of the program/intervention; a list of required resources and funding sources; budget; evaluation; programmatic results; and criteria for renewal.


4. Inventory and assess current programmatic efforts. Use the new screening process to assess programs and prioritize. Eliminate programs that are not positively impacting student achievement. Maintain a current list of programs and interventions. Design an ongoing staff development process for all stakeholders as an integral part of curriculum development, implementation, and assessment. Hold staff accountable for its implementation including monitoring of curriculum delivery by district and school administrators.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.3 Allocation of Resources — Objectives

      Professional Standard

      The district directs its resources fairly and consistently to accomplish its objectives.

      Sources and Documentation

1. Budget documents

2. Board policies and bulletins

3. Business office procedures

4. District planning documents and fiscal audit reports

5. Interviews with board members, administrators, teachers, business office staff

6. Master schedules of classes

      Findings

1. The auditors found the budget development and allocation process in the Oakland Unified School District to be inadequately linked to the curriculum. For the past several years, the district has been able to maintain a balanced budget (see CCMAC Report, under separate cover). However, the auditors found an absence of direct linkages among district goals and budget priorities, and no formal effort had been made to link student achievement or program performance feedback to budgetary decisions. The district uses a conventional budget process that is not driven by the curriculum.

2. An evaluation of the processes used to develop the 1999-2000 budget using six criteria of curriculum-driven budgeting revealed that the district was adequate in none of the criterisee CCMAC Report, under separate cover).

3. Honors courses are not distributed equally among schools based on the number of students serviced by the schools (see CCMAC Report, under separate cover).

4. Advance placement courses are not equally distributed among the schools according to percentage of students in attendance (see CCMAC Report, under separate cover).

5. Participation of various student groups in gifted and talented, AP, and honors courses is inequitable based on gender and ethnicity (see CCMAC Report).

6. Technology courses and other elective courses are inequitably distributed (see CCMAC Report).

7. Special education placements indicate that African Americans and males are overrepresented (see CCMAC Report).

8. African Americans are overrepresents as a group for suspensions, expulsions, and retentions (see CCMAC Report).

9. Schools receive varying degrees of financial support that cannot be explained within the context of equity (see CCMAC Report).

10. Schools with larger percentages of Caucasian students in general receive more money and experience fewer teachers with emergency credentials (see CCMAC Report).

      Recommendations and Recovery Steps

1. Develop budget requests through analysis of basic instructional and support areas of the budget.

2. Initiate programmatic budgeting that includes the following steps:

a. Insure Budget requests are described in term of performance or results, which permit evaluation of consequences of funding or non-funding.

b. Build budget packages within each activity or program that incrementally deliver objectives of the area of need.

c. Use broad participatory processes to develop a tentative budget and program structure.

d. Instruct leaders from each program to prepare a goal and outcome statement that expresses the purposes it serves.

e. Involve staff to gather data describing service levels, program outputs and cost benefits.

f. Prepare guidelines for administrators in charge of program budget development.

g. Compile program budgets on worksheets with instructions for evaluation and ranking.

h. Use historical income and expenditure data coupled with performance data to guide preliminary budget-building estimates.

i. Develop final recommendation based on projected revenues available and the ranked program priorities.

j. Submit the final budget recommendations to the central office for review, revision, and adoption in ample time for inclusion into the yearly budget development process.


3. Modify resource allocation and expenditure accounting systems so that all funds spent per pupil, at each school, can be readily determined. Further, direct that this information be incorporated into district decision-making processes and used regularly to identify and correct inequities in the flow of resources to schools and programs.

4. Revise allocation formulas that perpetuate the inequities identified in the CCMAC report.

5. Implement the provisions of Board Policy 1050, Philosophy and Goals of the Oakland Unified School District, including those related to educational equity for all students.

6. Direct the staff to implement the provisions of the Voluntary Resolution Plan according to the deadlines specified therein. Monitor the staff regularly to ensure that they meet those deadlines. Hold the staff accountable for meeting those deadlines through the personnel evaluation process.

7. Prohibit school-based decisions that cause inequities in course offerings, materials, and practices.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.4 Multiple Assessment — Program Adjustment

      Professional Standard

      The district has adopted multiple assessment tools, including diagnostic assessments, to evaluate, improve, or adjust programs and resources.

      Sources and Documentation

1. District policies and related procedures

2. Curriculum documents

3. Assessment procedures

4. Data regarding student assessment and program evaluations

5. Site observations

6. Interviews with district personnel, board members, and parents

      Findings

1. The auditors found that no written comprehensive assessment plan to provide feedback for improving student achievement exists in the Oakland Unified School District. Moreover, the policies and documents presented indicate the district is deficient in all but two of the 20 characteristics of a comprehensive student assessment program (see CCMAC Report).

2. The scope of student assessment is inadequate to monitor student achievement. Only 51 percent of the subject areas taught are assessed, and the major areas tested are those where testing is required by the state.

3. The use of assessment data is ineffective in guiding decision-making (see CCMAC Report).

4. Assessment is inadequately aligned to curriculum to provide feedback for instructional decision-making (see CCMAC Report). The district has embarked upon a project of developing curriculum-embedded assessments (CEAs). However, due to the limited subject assessment (writing and reading) and implementation inconsistencies practiced across the district, current use of this assessment does not provide deeply aligned assessment necessary to provide feedback to improve instructional decision-making.

      Recommendations and Recovery Steps

1. Design a comprehensive assessment and feedback plan that meets the 20 criteria of the audit (see CCMAC Report).

a. Clarify the roles, responsibilities and authority of managers responsible for implementing the comprehensive assessment plan.

b. Ensure that existing policies for program evaluation are implemented.

c. Require that established programs are data driven, integrated, and cohesive to ensure continuity and effectiveness.

d. Prioritize programs to be evaluated and establish time lines.

e. Establish guidelines that require departments with responsibility for curriculum and instructional programs to collaborate with the research department to jointly write recommendations resulting from program evaluations.

f. Require that the responsible department develop an action plan to address the recommendations.

g. Require that the recommendations from program evaluations with accompanying action plans be submitted to the board through the superintendent in a timely manner not to exceed 90 days after completion.

h. Hold the departments accountable for following up on the recommendations and making progress reports through the superintendent to the board.

i. Require that the district and schools use quantitative and qualitative information in developing school improvement plans.

j. Require the use of formative and summative assessment for program development and implementation.

k. Continue to disaggregate data by race/ethnicity, gender, socioeconomic factors, and language; constantly monitor disaggregated data to gauge performance discrepancies and use these data for program improvement and decision-making.

l. Provide training for principals to strengthen their skills in assessing the extent to which a deeply aligned curriculum is being taught by teacher. Require that principals monitor instruction to ensure deep alignment.

m. Refine the curriculum embedded assessments and standardize administration guidelines to foster the availability of valid and reliable curriculum-based performance information that can be used for instructional improvement.

n. Revise curriculum guides to reflect the alignment of state standards, the curriculum embedded assessments, and the SAT-9.

o. Expand the scope of the curriculum embedded assessments to include all required subjects and all grades.


2. Require that cluster leaders monitor the training provided by principals on assessment at their respective school sites. The school testing committee should take the lead in providing training to other teachers on interpreting and using assessment data.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.5 Preparation of Students — Expectations and Practices

      Professional Standard

      Expectations and a practice exist to improve the preparation of students and to build a school structure with the capacity to serve all students.

      Sources and Documentation

1. Board of education policies

2. Board of education agenda and minutes

3. Table of organization

4. Job descriptions

5. Staff evaluation instruments

6. Planning documents

7. Interviews with board members, administrators, teachers, other staff, and members of the community

      Findings

1. Unstable leadership has compromised organizational effectiveness.

2. Nine superintendents have served the district since 1975. Since 1985 no superintendent has served for more than four years and seven months. Three of the nine individuals, including the current superintendent, were appointed on an interim basis.

3. Changes in focus and goals have made planning ineffective (see CCMAC Report).

4. Expectations for student achievement and departmental productivity have been low and vague (see CCMAC Report).

5. Employee evaluations and other accountability systems are not adequate to ensure improved teaching or learning (see CCMAC Report).

6. Decision-making and communications are often compromised by the politics of special interest groups. Auditors found few district decisions are linked to productivity. Student achievement data are not used to make important curricular, instructional, program, and budget decisions. Positions and programs are continued or expanded without evidence that student achievement is enhanced (see CCMAC Report).

7. Measurable goals do exist for the 1999-2000 school year. However, a district vision, mission, and clear expectations are lacking.

8. Administrators receive little feedback with regard to the effectiveness of classroom instruction and, consequently, have little data upon which to base improvement efforts.

      Recommendations and Recovery Steps

1. Through news releases, planning documents, and other district communications, provide direction and support for establishing high expectation beliefs among staff and community members. Affirm the following:

a. Oakland Unified School District students can achieve at high levels regardless of difficult circumstances.

b. All employees’ work in the school district is important and meaningful.

c. Success is a joint effort between community members, parents, students, teachers, administrators, other staff, and the board.


2. Focus the role of principals, assistant principals and other educational administrators on high-quality curriculum and instruction, and monitor to ensure effectiveness.

a. Require principals, assistant principals and TSAs to spend 50 percent of the school day in classrooms or working with teachers on instructional improvement.

b. Reduce principals’ administrative duties (e.g., attending meetings and completing paperwork) to provide time for devoting 50 percent of the day to classrooms.

c. Refocus educational administrator, TSA, and teacher training on improvement of instruction and student achievement.

d. Communicate widely within the school district and the Oakland community that only high-quality curriculum and instruction are acceptable from teachers and educational administrators.


3. Restructure system planning to provide aggressive action for improved student achievement.

a. Direct the superintendent to devise an umbrella long-range planning process for board adoption. This process should guide all planning efforts in the district and should comply with the eleven criteria provided in the CCMAC Report, under separate cover.

b. Direct the superintendent to provide regular reports to the board on planning activities and their results as they pertain to quality of planning and attainment of district goals and objectives.

c. Establish one mission for the district. School sites, committees, task forces and departments should establish goals towards reaching that mission. Every goal is to have measurable outcomes that can be used to assess short-range and long-range accomplishments towards the mission.

d. Develop a planning process that meets the 11 criteria in the CCMAC Report, under separate cover. Use the assistance of external consultants as needed.

e. Inform all staff of their responsibilities in monitoring the plan and making progress reports to the board.

f. Provide training for all administrators and key instructional staff members pertaining to:

• Understanding and adhering to the critical components of an effective planning system.

• Building their capacity to address effectively the components of planning as they assess the needs in their individual departments and the district.

• Setting realistic goals and performance-based objective.

g. Appoint a task force to incorporate all existing plans, grants, and endeavors in the district into one long-range district plan. Ascertain that this plan matches and meets the mission. Eliminate any practices that conflict with or drain resources from the mission and strategic goals of the district.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.6 Assessment Tools — Direction for Improvement

      Professional Standard

      The assessment tools are clear measures of what is being taught and provide direction for improvement.

      Sources and Documentation

1. Board policies and administrative regulations

2. Program documents

3. Observations of a variety of programs

4. Interviews with district personnel, parents, and board members

5. Surveys completed by campus principals

6. Assessment procedures

7. Data regarding the student assessment

      Findings

1. Assessment is inadequately aligned to curriculum to provide feedback for instructional decision-making. The district has initiated curriculum-embedded assessment (CEAs) as a means of aligning classroom instruction with assessment. However, it is limited in its scope and unevenly administered.

2. District pressure to increase SAT-9 scores results in unofficial adoption of test preparation curriculum, such as "Test Ready," as the core of instruction in some schools.

3. Administrators have found the SAT-9 is not well aligned with the state standards and, consequently, presents a dilemma for those leaders attempting to implement a well-aligned curriculum.

4. A review of testing reports reveal that Oakland test scores have been uniformly below state and national averages; moreover, performance gaps by race and poverty exist.

      Recommendations and Recovery Steps

1. Develop district assessment tools that are clearly aligned with the written and taught curriculum (see "Recommendations and Recovery Steps," Professional Standard PA 1.4 above).

a. Conduct assessment development concurrently with curriculum guide development.

b. Allocate funds to permit employment of the full range of valid and reliable assessment strategies required to support a comprehensive student and program evaluation system.


2. Develop guidelines for administrator and teacher use of the data.

a. Conduct faculty orientation and in-depth training on use of guides and testing procedures.

b. Add "the knowledgeable use of test data, test guides, and curriculum guides" to the criteria for teacher supervision as well as principal evaluation.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.7 Staff Development — Improved Instruction/Curriculum

      Professional Standard

      Staff development provides staff with the knowledge and the skills to improve instruction and the curriculum.

      Sources and Documentation

1. Staff development documents

2. Board policies and administrative bulletins

3. District goals for 1999-2000

4. School-based planning documents

5. District-level planning and organizational documents

6. The OCR Voluntary Resolution Plan

7. The Literacy Plan

8. Various staff development evaluation documents

9. Interviews with district and school administrators, various staff members, and classroom teacher representatives

      Findings

1. Historically, staff development in the Oakland Unified School District has been limited primarily to teachers.

2. Staff development has not been systematically planned on a long-range or system-wide basis.

3. Schools have not consistently linked their in-service sessions to district and school priorities.

4. Literacy, curriculum-embedded assessment, and efficacy training components have comprised the core of districtwide staff development, along with training required through the voluntary resolution.

5. Some high-quality staff development efforts have been thwarted by ineffective implementation and lack of resources. Analysis of the district staff development activities reveal that only three of the CCMAC criteria for comprehensive staff development planning have been met (see CCMAC Report).

6. School district leaders are in the initial steps of attempts to improve the identified conditions.

      Recommendations and Recovery Steps

1. Adopt a policy requiring a centralized staff development function, coordination system-wide of all professional development and training activities, and comprehensive staff development planning for two to four years (with annual updates) to direct successful implementation of district programs and attainment of system-wide and school goals.

a. Provide a formally stated expectation that school-based in-service will be aligned with school district goals and priorities.

b. Require that staff development be evaluated periodically through collection of both qualitative and quantitative data from a variety of sources.

c. Adopt this policy as a statement of expectation and require periodic, formal progress reports to the board as well as periodic formal evaluations based on outcomes resulting from staff development.

d. Provide the financial resources to implement and support a districtwide staff development function and the resulting plan.


2. Design a comprehensive staff development plan. Include specific strategies to address needs of year-round staff configurations, the need to keep new staff updated in areas of district training, and to ensure school administrator competencies to guide and direct staff implementation of learning from professional development and in-service training.

3. Continue implementation of the Curriculum and Instruction Redesign with the following changes or refinements:

a. Provide for reduction of current supervision and other management duties of the staff development administrator to assure full attention to (a) the timely development and adoption of the staff development plan, (b) the widespread communication of the plan to schools and other work sites, and (c) the coordination of all staff development and in-service training offered by district departments. Changing the culture of departmental isolationism needs leadership and management time now spread thinly across several responsibilities.

b. Design and use a web site information clearinghouse with a staff development calendar formatted to include posting of district and school-based in-service and other staff development offerings. Assign updating responsibilities to ensure that the posted calendar is always current and accurate.

c. Continue focus on development of principals and assistant principals as leaders/developers with their staffs, along with site coaching to provide on-site access to the follow-up support of training. Ensure that Cluster Leaders and Site Coaches are training and coaching in areas of proven competency.

d. Ensure that in-service offerings are also rooted in information gleaned from principal’s walk-through observations and staff evaluations and from mentors’ assessments of staff needs.

e. Complete arrangements with higher education institutions for offering of courses to satisfy all credential needs. Continue Summer Institutes and include courses offered for credit through the local universities and colleges.

f. Evaluate staff development results periodically with a focus on teacher behaviors and student results. Use a variety of sources and collect both qualitative and quantitative data.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.8 Staff Development — Purpose, Goals, and Evaluation

      Professional Standard

      Staff development demonstrates a clear understanding of purpose, written goals, and appropriate evaluations.

      Sources and Documentation

1. Staff development documents

2. Board policies and administrative bulletins

3. School visitation observations

4. Interviews of principals, teachers, parents, and central office staff

      Findings

1 Staff development plans are not focused on district or school priorities, leaving faculty without clear direction or understanding of purpose (see CCMAC Report).

2 The district lacks an adequate policy directing staff development efforts.

3 The auditors found no plan that provides a framework for integrating innovations related to the mission of the district.

4 Staff development activities are built without a long-range planning approach.

5 Staff development in the Oakland Unified School District is not yet sufficiently coordinated among divisions and across the district, or planned over reasonably long periods of time to ensure effective implementation and achieve institutionalization of the intended learning (see CCMAC Report).

      Recommendations and Recovery Steps

1. Carefully design the comprehensive staff development program in the district to clearly support the purposes and mission of the district (see "Recommendations and Recovery Steps," Professional Standard PA 1.7 above).

2. Focus teacher professional development on acquisition of basic teaching skills and on providing quality instruction to all students regardless of their ethnicity, gender, or socioeconomic status.

3. Focus principal staff development on coaching, evaluating and monitoring teacher performance, analyzing classroom instruction, and collaborating with teachers to identify strengths and areas of improvement.

4. Require a written evaluation of the effectiveness of staff development activities to determine if the programs are having the intended effect on student achievement.

5. Include an examination of classroom changes that have a positive impact on student achievement as a portion of the evaluation of staff development programs.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.9 Evaluations — Improving Job Performance

      Professional Standard

      Evaluations provide constructive feedback for improving job performance.

      Sources and Documentation

1. Administrative bulletin 8020: Teacher Evaluation Procedures

2. Focus on 1999-2000

3. The Manual for Administrator Appraisal / Evaluation

4. Agreement between the Oakland Unified School District and the Oakland Education Association?Teacher Evaluation Handbook

5. The certificated observation form

6. The evaluation report for certificated employees?form A

7. Work policies

8. A 10 percent random sample of administrator evaluations

9. A 10 percent random sample of teacher evaluations

10. Interviews with employees and supervisors.

      Findings

1. On 172 (93.5 percent) of 184 randomly selected evaluations of tenured teachers, individuals evaluated were rated as "Meeting District Standards" on all five of the performance categories. Only 12 (6.5 percent) of the evaluations included ratings of "Needs to Improve" or "Not Meeting District Standards." Only 2 (1.1 percent) included a rating of "Not Meeting District Standards."

2. On 118 (90.1 percent) of 131 evaluations of nontenured teachers sampled, individuals evaluated were rated as "Meeting District Standards" on all five performance categories. Only 13 (9.9 percent) of the evaluations included ratings of "Needs to Improve," and none included ratings of "Not Meeting District Standards."

3. Only 7 of 131 nontenured teachers received suggestions for improvement.

4. None of the 26 administrator evaluations sampled included suggestions for improvement, although there were comments indicating that suggestions may have been included on another document.

5. Auditors found an inconsistency between the achievement of students and the assessments made by principals of the performance of classroom teachers. Evaluations indicate the building principals rate the performance of teachers at high levels; however, data on student achievement and the auditors’ snapshot of classroom observations do not support this conclusion (see CCMAC Report).

6. Evaluations do not accomplish the primary purpose of teacher evaluation as identified in administrative bulletin 8020.

      Recommendations and Recovery Steps

1 Revise the teacher evaluation system to align evaluation criteria with the student assessment system so that teachers’ efforts are evaluated in light of their performance in the district’s curriculum.

a. Train principals to conduct faculty orientations in the use of test data, test guides, and curriculum guides.

b. Add "the knowledgeable use of test data, test guides, and curriculum guides" to the criteria of teacher supervision as well as principal evaluation.


2 Hold principals accountable for high-quality curriculum monitoring, instructional supervision, assessment, and evaluation of staff.

a. Require principals, assistant principals, and TSAs to spend 50 percent of the school day in classrooms or working with teachers on instructional improvement.

b. Require principals to provide regular, constructive feedback to teachers.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.10 Variety of Instruction Strategies — Student Diversity

      Professional Standard

      Teachers use a variety of instructional strategies and resources that address their students’ diverse needs.

      Sources and Documentation

1. Work policies

2. Administrative bulletins

3. Curriculum guides

4. Other curriculum-related documents

5. California Standards for the Teaching Profession

6. California education code

7. The 1999-2000 New Teacher Resource Manual

8. Classroom visitations to nearly all classrooms in the district (over 1400 classrooms)

9. Interviews with teachers, principals, and parents

10. School-level site plans

      Findings

1. During classroom visits, the auditors found the predominance of activities to be limited in variety and passive in nature (see CCMAC Report).

a. Teachers were either lecturing or questioning in 434 classrooms (31%).

b. Students were observed completing worksheets or seatwork in 434 classrooms (31%).

c. Ten percent of the teachers were conducting demonstrations for students.

2. Active engagement of students was observed in 294 classrooms (21%).

a. Thirteen percent of classrooms had students engaged in small group work.

b. Six percent of classrooms had students performing some form of hands-on activity.

c. Two percent of classrooms had students using technology. Instructional technology was infrequently used (see CCMAC Report).

In 98 classrooms (7%) no instruction was evident.

The schools utilize heavily the district-adopted textbook for each content area. In addition, there are some additional resources that the district has identified and the schools have purchased from their school funds.

      Recommendations and Recovery Steps

1. Fully implement the staff development plan elements laid out under Professional Standards PA1.7 and PA1.8 above.

a. Incorporate strategies for meeting the needs of diverse learners.

b. Focus on assessment feedback discrepancies through implementation of Standards PA1.4 and PA1.6.

c. Budget instructional resources to address the diverse needs of a unique urban student population (see Professional Standards PA1.3 and PA1.23).

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.11 Students Engaged in Learning

      Professional Standard

      Students are engaged in learning, and they are able to demonstrate and apply the knowledge and skills.

      Sources and Documentation

1. Student test data summaries and reports

2. Two years of Stanford Achievement Test (SAT-9) aggregate and disaggregate data for grades 2-11

3. One year of SABE Achievement Test data in reading, language, and mathematics

4. Four years of Golden State Examination data in areas commonly assessed in the Oakland Unified School District

5. Four years of advanced placement data in areas commonly assessed in the Oakland Unified School District

6. Five years of American College Test (ACT) composite test data

7. Five years of disaggregated, Scholastic Aptitude Tests (SAT) total-score data

8. Average GPA for students enrolled in courses required for admission into UC

9. Interviews with faculty, administrators, board members, parents

10. Board policies and administrative bulletins pertaining to student assessment.

      Findings

1. The present scope of the assessed curriculum seriously limits the ability of the Oakland Unified School District to determine whether students are gainfully engaged in learning (see CCMAC Report).

2. The district has considerable data but lacks a systematic plan for using information (see CCMAC Report).

3. Student testing is inadequately aligned to the curriculum to provide feedback (see CCMAC Report).

4. The student assessment program of the district does not provide students an opportunity to demonstrate and apply their knowledge and skills (see CCMAC Report).

      Recommendations and Recovery Steps

1. Design and implement a comprehensive district assessment program that allows students to demonstrate and apply their knowledge and skills (see "Recommendations and Recovery Steps" for Professional Standard PA 1.4 above).

a. Develop and distribute K-12 learning objectives aligned with the district testing program in conformance with the CCMAC standards (see Professional Standard PA1.2 above).

b. Conduct faculty orientation and staff development activities to train teachers and administrators in the appropriate use of aligned curriculum guides (see Professional Standard PA1.7 above).

c. Incorporate the new aligned curriculum and assessment program in school site plans, focusing on the use of curriculum guides and test data.

d. Develop, publish, and distribute a comprehensive curriculum management plan that clearly explains the assessment-feedback-revision processes to all faculty and staff.

e. Include assessment of student performance in evaluation criteria for teachers and administrators.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.12 California Standards for the Teaching Professional

      Professional Standard

      The standards developed by the California Standards for the Teaching Profession are present and supported (California Commission on Teacher Credentialing and California Department of Education, July, 1997).

      Sources and Documentation

1. California Standards for the Teaching Profession

2. Board policies and administrative bulletins concerning classroom instruction

3. Interviews with principals, teachers, parents, and central office staff

4. New Teacher Resource Manual

5. Local Oakland Unified School District Content Standards (1999)

      Findings

1. References in official district documents suggest a commitment to the use of varied strategies and to active, higher-level student engagement in the learning process.

2. Administrative bulletin 5050 directs teachers to "present all important aspects of socioeconomic and political systems and issues so that students have practice under guidance in the processes of critical reading, thinking, and evaluating."

3. Administrative employee accountability worksheet directs supervisors to monitor instructional goals and encourage "the use of a variety of learning activities and strategies."

4. The Oakland Unified District Content Standards include action verbs and student goals such as compose, create, explore, investigate, analyze, hypothesize, debate, predict, graphically organize and summarize.

5. Characteristics of exemplary middle schools listed in a district conference program include "a curriculum balance between cognitive and affective needs of young, adolescent students …teachers who use varied strategies."

6. Teaching practices observed in the classroom are inconsistent with the state standards and do not support high student achievement.

7. California Standards for the Teaching Profession developed by the California Commission on teacher credentialing and the California Department of Education are not present nor supported in district procedures and practices (see CCMAC Report).

      Recommendations and Recovery Steps

1. Develop and adopt policies supporting the California Standards for the Teaching Profession (in particular, the standard entitled "Engaging and Supporting All Students in Learning").

a. Include California Standards for the Teaching Profession in staff development programs.

b. Orient principals to the California Standards for the Teaching Profession and require principals to include the standards in the teacher supervision process.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.13 Instructional Plans — Modification and Adjustment

      Professional Standard

      Teachers modify and adjust instructional plans according to student needs and success.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Classroom visitations

3. Curriculum documents

4. Interviews with board members, central office staff, principals, teachers, and parents

      Findings

1. Auditors found evidence that most teachers failed to use a variety of instructional strategies to address diverse student needs (see CCMAC Report).

2. Auditors found minimal districtwide staff development direction for the support of teacher in the implementation of varied and higher-level strategies (see CCMAC Report).

3. In over 1400 classrooms visited, the majority of instructional activities observed were passive in nature with limited variation in teacher methodology. Instructional technology was infrequently used (see CCMAC Report).

4. Efforts to integrate instruction across the curriculum were not in evidence (see CCMAC Report).

5. Inequities related to students with a variety of special needs were identified by the auditors (see CCMAC Report).

      Recommendations and Recovery Steps

1 Develop and adopt policy that includes a definition of equity and specifies data required by the board to monitor performance.

2. Incorporate strategies for meeting the needs of diverse students while focusing on testing feedback discrepancies.

3. Budget instructional resources to address the diverse needs of a unique student population.

4. Identify roles and responsibilities among faculty and administrators pertaining to equity and codify these in regulations.

5. Include in the district’s curriculum guides a variety of approaches and strategies for teaching each of the objectives prescribed by the district.

6. Use appropriate data to direct instructional modifications and adjustments.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.14 Learning Goals and Instructional Goals

      Professional Standard

      Challenging learning goals and instructional plans and programs for all students are evident.

      Sources and Documentation

1. Board policies and administrative bulletins.

2. Program documents

3. Observations of a variety of programs

4. Interviews of district personnel, parents, and board members

5. Program surveys completed by campus principals (programs were reviewed to determine if they were connected to the core curriculum, linked together, selected on the basis of student achievement results, and were evaluated)

      Findings

1. Auditors did not find a comprehensive curriculum management plan. However, several components of such a plan were found in various documents. Board policies to direct curriculum and instruction were found deficient (see CCMAC Report). The Voluntary Resolution Plan with the office of civil rights provides some guidance but does not constitute an ongoing, comprehensive curriculum plan.

2. A goal established for the division of curriculum and instruction (August 1999) was used to establish a curriculum design, delivery, and accountability system in the future.

3. No long-range plan exists to guide the district’s progress over a multi-year period. The mission of the district is not articulated in planning documents (see CCMAC Report).

4. No districtwide staff development plan exists, and no staff members are assigned responsibility for district staff development planning (see CCMAC Report).

5. No comprehensive plan exists for student and program assessment (see CCMAC Report.

6. The plan for use of technology as a tool for teaching and learning has been ineffectively implemented (see CCMAC Report).

7. Although California standards emphasize integration across disciplines, there was little evidence of a district effort in that direction (see CCMAC Report).

8. The programs to deliver the curriculum lack adequate alignment and cohesiveness. Programs were numerous, unrelated to each other, and lacking evaluation procedures (see CCMAC Report).

      Recommendations and Recovery Steps

1. Develop a curriculum management system that provides for challenging learning goals and instructional plans for all students.

a. Develop a comprehensive planning calendar. Such a calendar would establish development priorities based upon student needs, would specify target dates for accomplishing those priorities, identify resources needed, and assign specific responsibilities.

b. Develop policy that clearly depicts expectations for curriculum management including the expectation that the approach to curriculum development includes a comprehensive needs assessment, a systematic review of each instructional program every four to six years, the development and revision of curriculum guides, and the adoption of all curriculum guides by the board of education (see "Recommendations and Recovery Steps," Professional Standard PA1.2 above).

c. Develop a menu of curriculum documents to meet varying teacher needs including:

• For each subject and grade level, K-12, curriculum guides that provide teachers with the information they need to plan and deliver effective instruction. The contents of those guides need to be determined by the needs and preferences of teachers and the recommendations of the experts.

• For each grade level, K-12, grade level summaries for all subjects in the program of studies.


2. Recommend time allocations that reflect district priorities. Those recommendations need to be presented as flexible guidelines, not as mandates. They need to be identified as recommended time allocations.

3. Once student outcomes are identified, an alignment with existing curriculum development efforts will be necessary. These expectations will drive the curriculum and be the criteria for inclusion, exclusion, and modification decisions. Therefore, connectivity from one level to another is critical. The development and revision of the local curriculum is a critical responsibility for any school system attempting to upgrade standards and focus on curriculum continuity between individual schools and programs.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.15 Utilization of Assessment Information

      Professional Standard

      The administration and staff utilizes assessment information to improve learning opportunities for all students.

      Sources and Documentation

1. Test data compilations

2. Board policies and administrative bulletins

3. Interviews with board members, staff, and community

      Findings

1. Auditors found no available policy establishing distinct linkage between the written, tested, and taught curriculum (see CCMAC Report).

2. No comprehensive assessment plan is available to guide the process of data collection and/or data use (see CCMAC Report).

3. At the middle-school level the Curriculum-Embedded Assessment serves as a mechanism for monitoring middle-school student progress toward mastering the integrated standards found in selected English/language arts and history/social science standards. However, no systematic analysis of curriculum-embedded assessment collected in individual schools has occurred.

4. Despite a preponderance of available assessment data, the actual use of data to improve learning opportunities is ineffective.

5. The Oakland Unified School District’s Research and Evaluation Division has generated assessment reports spanning several years with data disaggregated by ethnicity, gender, socioeconomic status, and language proficiency. Despite this preponderance of data, much of the planning and decision-making focuses on student performance on the SAT-9.

6. Several staff and parent surveys are routinely conducted, but there was no evidence that major changes have been influenced by them.

7. Plans also concentrate on responding to complaints filed with the U.S. Department of Education, Office of Civil Rights, against the Oakland Unified School District in 1993 (see CCMAC Report).

      Recommendations and Recovery Steps

1. Develop policies that establish a framework for a comprehensive program of assessment that sets forth a purpose, scope, and direction for assessment for all grades and subject areas.

2. Implement the "Recommendations and Recovery Steps" described in Professional Standard PA1.4 above with an emphasis on utilization of the assessment information to improve learning opportunities for all students.

a. Allocate funds to permit employment of the full range of valid and reliable assessment strategies required to support a comprehensive student and program evaluation system.

b. Develop a staff development plan to help teachers to understand and use best practices in assessment, and align evaluation criteria to learning goals and objectives.

c. Provide training for administrators in using assessment data to improve learning opportunities for students.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.16 Common Vision — Practice

      Professional Standard

      A common vision of what all students should know and be able to do exists and is put into practice.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Curriculum guides

3. Interviews with staff, parents, and community members

4. Site visits and observations

5. Voluntary Resolution Plan

      Findings

1. The auditors found that the curriculum in the Oakland Unified School District was not sufficiently articulated or coordinated across the district to support a common vision. Specifically, the design of the curriculum lacks appropriate connections within existing curriculum documents (see CCMAC Report).

2. Auditors concluded that, although there is a framework intended to support articulation and coordination in both design and delivery of the curriculum, results of these efforts are not yet effective. At present, there is not an assured continuity of learning within grade levels, between schools, and through the grade levels (see CCMAC Report).

3. The scope of the district’s curriculum guides is inadequate to direct instruction (see CCMAC Report).

4. Curriculum guides in the Oakland Unified School District vary in quality and are generally inadequate to guide teaching (see CCMAC Report).

      Recommendations and Recovery Steps

1. Develop and implement a comprehensive curriculum management system with aligned and articulated curriculum guides that establish challenging student learning and a vision of excellence for the district (see Professional Standards PA1.2, PA1.3, and PA1.4 above).

2. Ensure adequate support for the curriculum management system to be implemented in such a way that the intended articulation and coordination can be achieved.

a. Continue implementation of the redesign of the Division of Curriculum and Instruction to support Pre-K-12 connectivity. Ensure representation on all curriculum development teams from elementary, middle, and high school levels.

b. Communicate expectations that articulation and coordination occur throughout the schools from grade to grade and level to level.

c. Coach principals on strategies to achieve coordinated program delivery, and provide specific times for coordinated activities to occur system-wide.

Develop clear policy and administrative bulletins and communicate principal accountability for policy implementation at the school level. Include policy implementation as an accountability measure in administrator appraisals.


3. Establish a common procedure for program directors and principals to ensure congruence of programs and activities with adopted curricula, and identify priorities of actions in the context of current goals and initiatives. Train principals in how to use classroom walk-through to support these efforts.

4. Complete content standards in science and social science as well as other areas of the curriculum. Present to the board of education for adoption performance standards that would clearly articulate what students should be able to know and do.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.17 Goals and Grade-level Performance Standards

      Professional Standard

      Goals and grade-level performance standards based on a common vision are present.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Curriculum documents

3. Interviews with board members, central office staff, principals, teachers and community members.

      Findings

1. A review of alignment among state standards and curriculum guides submitted showed them to be consistent in their stated objectives. The guides presented are modified versions directly drawn from the state.

2. The guides were incomplete in that they did not align with district assessment, nor did they indicate resources, prerequisites, or instructional strategies.

3. The inadequacy of the curriculum guides hinders interaction with other similar programs and grade levels as well as articulation from one program or grade level to another. A common vision is not present. (see CCMAC Report)

      Recommendations and Recovery Steps

1. Establish an expectation that there will be clear linkages among the district’s vision, the board goals, the district goals, and program goals.

a. Allocate funding to effectively design, implement, and assess program.

b. Create criteria for the selection of new programs to recommend for adoption. The criteria should include such as the following:

• The program or initiative aligns with the district’s vision and mission and the program or initiative addresses instructional needs not currently addressed (based on the results of a comprehensive needs assessment).

• The program or initiative includes an evaluation design that will yield objective and reliable program effectiveness data.

• There is program budget data available based on a cost study accounting for materials, staff training, staff salary costs, indirect administrative costs, technology, and other equipment needs, and space requirements.

• Documentation on the impact of the program on student learning is available.

• The program or initiative will fill an identified gap in the instructional program.

• There is a linkage with current programs so redundancy and inconsistency can be avoided and cohesiveness can be maximized.

• The program is likely to strengthen the overall programmatic effort of the district.


c. Design a common evaluation and reporting format that includes as major components, costs analysis, program integration, evaluation cycle time line, and program effectiveness data.

d. Review, with the board of trustees, evaluations for each program annually, including a cost analysis, a description of how particular programs interact with other programs, and data on program effectiveness.

e. Create a database of supplemental programs, including:

• the name of the program

• purpose and the district goals it supports

• number of students directly served

• funding source

• funds available

• allocation of funds within program

• costs of program per student

• expected stability of funding

• degree of learning achieved (or not achieved)

• resulting action for improvement, including program termination, if appropriate. Use of a consistent data protocol across programs will allow for more meaningful comparisons


f. Set clear expectations and provide the necessary resources to the designated supplemental program coordinators so they can be successful in the day-to-day implementation of this recommendation.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.18 California School Recognition Program Standards

      Professional Standard

      Every elementary school has embraced the 1997 California School Recognition Program Standards.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Interviews with central office administrators, principals, teachers, and community members

      Findings

1. The Research Department distributed the standards to all schools.

2. Twelve schools were identified and encouraged to submit applications.

3. The Curriculum and Instruction Division staff is working with the twelve schools to help them complete sections of the application.

4. According to one top-level administrator, "We don’t promote the program. Some schools don’t have time to do this."

      Recommendations and Recovery Steps

1. Require all elementary schools in the district to embrace the California School Recognition Program Standards.

2. Direct elementary principals to analyze the status of their schools relative to the standards of the California School Recognition Program.

3. Assist qualified schools with the development of the state application for the Recognition Program.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.19 Partnerships — State Colleges and Universities

      Professional Standard

      Efforts will be made by the district to partnership with state colleges and universities to provide appropriate courses accessible to all teachers.

      Sources and Documentation

1. Interviews with central office administrators, principals, and teachers

2. Board policies and administrative bulletins

      Findings

1. The district collaborates with St. Mary’s College, JFK University, Cal State University Hayward, Holy Names College to provide in-district and on-site classes for beginning teachers as part of the BTSA program.

2. A partnership with Cal State University Hayward allows 200 teachers to earn their credential through an intern teaching program. A similar program with Patten University trains another 50 intern teachers.

3. The Oakland Unified School District is a participant in "Project Pipeline," an internship teaching program in cooperation with several Bay Area colleges.

4. Oakland works with UC Berkeley to implement "The Berkeley Pledge." The program provides tutors, assistance to teachers, and waives fees for summer workshops. Oakland administrators also participate in the "Oakland Education Cabinet" which includes most of the institutions of higher education in the area.

      Recommendations and Recovery Steps

1. Continue to support the existing partnerships with state colleges and universities to provide courses accessible to all Oakland teachers.

      Standard Implemented: Fully — Substantial

      Implementation Scale:



       
       

    1.20 Administrative Support and Coaching — Teachers

      Professional Standard

      Administrative support and coaching is provided to all teachers.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Interviews with central office administrators, principals, teachers

      Findings

1. Most elementary and high schools in the district have been allocated site-based literature coaches to provide coaching on literacy strategies. Some of the coaches are full-time; most are part-time.

2. Auditors found no evidence that the district had a system in place to effectively identify and improve employee performance. The employee evaluation systems were found to be ineffective (see CCMAC Report).

3. The auditors found no staff development plan or mission in the district, and board policy does not require staff development planning.

4. The auditors found no consensus among principals concerning their roles in supporting and coaching their staffs. When asked about administrative support and coaching, principals tended to defer to the staff development office or the cluster leaders. Only a few principals mentioned trying to help their teachers identify teaching weaknesses and seeking training to help them improve in those areas (see CCMAC Report).

      Recommendations and Recovery Steps

1. Implement the Recommendations and Recovery Steps listed above under Professional Standard PA1.7.

2. Design the district’s comprehensive staff development plan with a continued focus on the development of principals and assistant principals as leaders/developers with their staffs, along with site coaching to provide on-site access to the follow-up support of training.

3. Focus site-based administrator evaluation on the role of providing administrative support and coaching to all teachers.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.21 Professional Development — Personnel Evaluation

      Professional Standard

      Professional development is linked to personnel evaluation.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Personnel evaluation record forms and records

3. Interviews with board members, central office administrators, principals, and teachers

      Findings

1. The auditors found a dysfunctional personnel evaluation system in the Oakland Unified School District (see CCMAC Report).

2. The auditors were presented no evidence that professional development is linked to personnel evaluation (see CCMAC Report).

      Recommendations and Recovery Steps

1. Include links to the evaluation process in the district’s program of professional development.

2. Include the link to performance evaluation prominently in the planning documents for the district’s staff development program (see Recommendations and Recovery Steps for PA1.7 and PA 1.8 above).

3. Include the link to staff development prominently in the documentation and planning for improved employee evaluation system (see Recommendations and Recovery Steps for PA1.9 above).

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.22 Collaborations

      Professional Standard

      Collaboration exists between higher education, district, professional associations, and community in providing professional development.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Interviews with central office administrators, principals, and teachers

3. Various program descriptions

      Findings

1. The Oakland Unified School District maintains numerous partnerships and other collaborations with higher education (see Findings for PA1.19 above).

2. In collaboration with the Association of California School Administrators and the University of California at Berkeley, the Oakland administration has organized a principal’s academy for the Oakland principals. UC Extension will be the fiscal agent, and full tier two credit will be allowed for the planned activities.

3. A similar collaboration with the Association of California School Administrators and the University of California for aspiring administrators is on the drawing board.

4. The district participates in the UC Lawrence Hall of Science project, ACCESS, for professional development in science and math.

5. Oakland is a full participant in the Bay Area Writing Project. Oakland trains more than thirty teachers every summer.

6. The district is also participating with UC Berkeley in the Interactive University Project, now entering its second phase.

      Recommendations and Recovery Steps

1. Continue developing collaborations between institutes of higher education, professional associations, and the community to provide professional development for the staff.

2. Explore further the resources of the community to provide additional staff development resources.

      Standard Implemented: Fully — Substantial

      Implementation Scale:



       
       

    1.23 Initial Student Placement — Procedures

      Professional Standard

      Initial placement procedures are in place to ensure the timely and appropriate placement of all students with particular emphases being placed on students with special needs.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Interviews with central office administrators, board members, principals, teachers, parents, and community members

3. Review of placement documents, master schedules, enrollment reports

      Findings

1. The auditors found that the delivery of educational programs does not provide equal access to resources or equitable learning opportunities for needy students (see CCMAC Report).

2. Honors courses in the district are not distributed equally among schools based on the number of students serviced by the schools (see CCMAC Report).

3. AP courses in the district’s high schools are not distributed equally according to percentage of students in attendance.

4. African Americans and Hispanics were underrepresented in honors courses, AP courses, and gifted and talented courses.

5. African Americans and males are overrepresented in special education programs.

6. Oakland School District LEP population is increasing, while the rate of redesignation has been decreasing. In 1997-98, less than one percent of the LEP students in the Oakland Unified School District were redesignated to fluent-English proficient. The district is not closing the gap between the percentage of students redesignated statewide (6.87 percent in 1997-98).

7. The recommendations of the African American Task Force established by the board recommended that the percentage of African Americans in special education be reduced. The board adopted the recommendation in 1997, and the percentage of African Americans in special education is now declining.

8. The Voluntary Resolution Plan directed the district to balance the AP courses. Consequently, the district broadened its criteria in spring 1999. Administrators expect the distribution to change in the future. Administrators were in agreement that the genesis of the problem lay in the tracking practices of the past.

      Recommendations and Recovery Steps

1. Implement the Recommendations and Recovery Steps described under Professional Standard PA1.3 above.

2. Revise allocation formulas that perpetuate the inequities identified in the CCMAC Report (see CCMAC Report).

3. Implement the provisions of board policy relating to educational equity for all students (see Board Policy 1050, Philosophy and Goals of the Oakland Unified School District).

4. Hold staff accountable for meeting the deadlines and implementing provision of the Voluntary Resolution Plan.

5. Review site decisions relative to course offerings to prevent inequities in offerings and practices.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.24 Discipline and Practices — Established/Communicated

      Professional Standard

      Clearly defined discipline practices have been established and communicated among the students, staff, board, and community.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Guidelines for parents

3. Student handbook

4. Interviews with district administrators, principals, teachers, parents, and community members

      Findings

1. The district administration provides the school, parents, students, and community with information regarding school discipline, dress codes, uniforms, and other practices relating to discipline.

2. The board has established clear suspension and expulsion guidelines through its adopted policies and administrative bulletins.

3. The school board has appointed a suspension task force to review disciplinary procedures in light of the disproportionate number of African Americans who are suspended. A report is expected to go the board of education during the spring semester.

      Recommendations and Recovery Steps

1. Continue to define and enforce student discipline and communicate discipline standards to all stakeholders.

2. Continue to review disciplinary policies and procedures for the purpose of eliminating inequitable placement of students based on race or gender.

3. Expand intervention efforts aimed at at-risk students.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.25 Instructional Materials — Student Accessibility

      Professional Standard

      The district will ensure that all instructional materials are accessible to all students.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Visitations to classrooms

3. Budget documents

4. Interviews with district office administrators, board members, principals, teachers, and parents

      Findings

1. The policy of the Oakland Unified School District is to provide every classroom with sets of textbooks for student use, however parents and teachers have stated that textbooks are not accessible to all students.

2. At schools with high student turnover, the book loss is high. In these schools, teachers frequently refuse to allow books to be taken home. In some cases, double sets have been requested so that books can be taken home while guaranteeing that they are available for classroom activities.

3. According to district administrators, whenever a shortage of books emerges, the Curriculum and Instruction Division will place an emergency order.

4. The district provides Spanish language materials for Spanish speaking students and families, and accommodations are made for other limited or non-English speaking students and families.

      Recommendations and Recovery Steps

1. Continue district efforts to ensure that all instructional materials are accessible to all students.

2. Continue district efforts to provide special materials for students with limited English speaking capabilities.

3. Provide every student access to textbooks to take home, when appropriate.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    1.26 Technology — Integrated into Curriculum

      Professional Standard

      The district has adopted a plan for integrating technology into the curriculum.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Classroom visitations and observations

3. Interviews with district office administrators, students, teachers, principals, and board members

4. The Technology Action Plan, 1995

5. Draft of Strategic Plan for Technology in Oakland Schools

6. Board of Education Curriculum and Technology Committee Agenda

7. Site Technology Use Plan (STUP)

8. Guidebook for Developing Effective Instructional Technology Plan, 1996

9. Professional Development Library Information Packet

10. 1999-2000 Instructional Technology Action Plans

11. Assistive Technology Plan, Oakland Schools, 1997-2000

      Findings

1. The auditors’ assessment of the Oakland Unified School District’s Instructional Technology Program found it to be inadequate as follows (see CCMAC Report):

a. Student goals are not clearly identified in planning documents. The goals and implementation strategies contained in the strategic plan for technology are global and not measurable.

b. There is no indication of ongoing student assessment.

c. The district fails to mandate technology training for computer illiterate faculty.

d. The district lacks staff development in the area of technology integration.

e. There are no standards established for hardware and software.

f. The library program is rendered ineffective due to the lack of technologically literate librarians and the lack of a library curriculum to support student use of technology.

g. The district has no long-term strategy for an adequate and stable funding to maintain technology.

h. Site technology plans are not aligned to the district plan.


2. Technology planning documents are inadequate to impact student achievement (see CCMAC Report).

3. The technology planning documents are inadequate to guide the integration of technology into the classroom (see CCMAC Report).

4. The allocation of technological resources is not consistent with technology goals and program evaluation data (see CCMAC Report).

      Recommendations and Recovery Steps

1. Implement a curriculum-driven technology plan aligned to technology resources and staff development.

a. Develop and adopt policy that clarifies the relationship between technology and instruction in the Oakland Unified School District. Policy should address the need to provide up-to-date equipment and equitable access across the system.

b. Modify the present technology plan to include technology management components necessary to provide a framework for the use of technology as effective tools for teaching and learning.

c. Revise budget practices to support the comprehensive technology program. Adjust budget development and accountability so that the technology program will be a focal point of the budget process.

d. Hold administrators accountable via annual evaluation for consistent monitoring of the technology plan to ensure goals and objectives are aligned with technology resources and staff development


2. Ensure districtwide effective supervision and consistent improvement of technology curriculum integration.

a. Define technology standards and benchmarks for student achievement.

b. Identify software and hardware requirements aligned to objectives and benchmarks.

c. Establish districtwide grade level technology curriculum-embedded activities.

d. Determine the level of teacher skills required to achieve curriculum objectives.

e. Mandate staff development aligned to curriculum benchmarks for student outcomes.

f. Require the alignment and coordination of curriculum districtwide with assigned responsibilities for monitoring.

g. Develop assessments to determine program effectiveness and student achievement.


3. Ensure that the director of technology services exerts strong leadership in directing and communicating cohesive expectations, guidelines, and resources for technology integration.

4. Ensure that all school principals and site technicians are trained in current mentoring and coaching skills required for technology implementation and program monitoring.

5. Establish goals with school administrators for creating a structure for adequate technology monitoring through teacher planning documents, visitation reports, and staff development activities.

6. Mandate that school improvement plans, teacher personnel evaluations, and teacher professional growth plans include components of technology skill development and classroom technology improvement.

7. Establish criteria linking administrative evaluations to technology monitoring and implementation practices. Provide clear, consistent interpretation of the criteria. Expect all central office and school administrators to adhere to expectations for technology monitoring and implementation.

      Standard Implemented: Partially

      Implementation Scale:




       

    1.27 Planning Process — Focus and Connectivity

      Professional Standard

      The district’s planning process ensures focus and connectivity to increased student productivity.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Planning documents (see CCMAC Report)

      Findings

1. Changes in focus and goals as a result of frequent changes in district leadership have made planning efforts in the district ineffective (see CCMAC Report).

2. Measurable goals do exist for the 1999-2000 school year. However, a district vision, mission, and clear expectations are missing.

      Recommendations and Recovery Steps

1. Implement the Recommendations and Recovery Steps presented under Professional Standard PA1.5 above.

2. Devise an umbrella long-range planning process for board adoption. This process should guide all planning efforts in the district and should comply with the eleven criteria provided in CCMAC Report, Exhibit 1.4.2.

3. Provide bimonthly reports to the board on planning activities and their results as they pertain to quality of planning and attainment of district goals and objectives.

4. Establish one mission for the district. School site, committees, task forces, and departments should establish goals toward reaching that mission. Every goal is to have measurable outcomes that can be used to assess short-range and long-range accomplishments toward the mission.

5. Develop a planning process that meets the 11 criteria in CCMAC Report, under separate cover. Use the assistance of external consultants as needed.

6. Inform all staff members of their responsibilities in monitoring the plan and making progress reports to the board.

7. Provide training for all administrators and key instructional staff members pertaining to:

a. Understanding and adhering to the critical components of an effective planning system.

b. Building their capacity to address effectively the components of planning as they assess the needs in their individual departments and the district.

c. Setting realistic goals and performance-based objectives.


8. Appoint a task force to incorporate all existing plans, grants, and endeavors in the district into one long-rage district plan. Ascertain that this plan matches and meets the mission. Eliminate any practices that conflict with or "drain resources" from the mission and strategic goals of the district.

      Standard Implemented: Not

      Implementation Scale:



       
       

    1.28 Human Resources Practices

      Professional Standard

      Human resources practices support the delivery of sound educational programs.

      Sources and Documentation

1. Board policies and administrative bulletins

2. Negotiated contracts

3. Teacher absentee summary reports

4. CBEDS credential verification reports

5. Newspaper articles

6. Interviews with board members, district office administrators, teachers, parents, and community representatives

      Findings

1. Auditors found the functioning of the Human Resources Division of the Oakland Unified School District to be characterized by inefficiency and disorganization (see CCMAC Report).

2. Communications between major divisions of the district office and the Human Resources Division are poor (see CCMAC Report).

3. Communications between the Human Resources Division and the sites is poor, resulting in staffing difficulties that impact instruction.

4. The district lacks a systematic approach to management of its human resources to increase and retain fully credentialed faculty. This failure has resulted in high district rates of teacher turnover.

5. The district lacks a recruiting and hiring process that will provide qualified staff.

6. Large numbers of new and temporarily credentialed teachers staff the schools, especially in the inner city areas of the district.

7. Practices governing the assignment of faculty have resulted in a large number of inexperienced teachers assigned to schools with largely African American populations (see CCMAC Report).

8. High teacher absenteeism hinders district productivity and negatively impacts staff development opportunities.

      Recommendations and Recovery Steps

1. Form a board task force composed of district stakeholders to draft strategic goal statements to address the issues of teacher absenteeism, turnover rate, credentials and the Human Resource Division.

2. Incorporate task force strategic goals and objectives in the Oakland Unified School District Strategic Goals document.

3. Establish goals and objectives for the Human Resources Division that address the issues of teacher absenteeism, turnover, and credentials, as well as the other malfunctions described above.

4. Require systematic data collection, interpretation, and use of information regarding issues utilizing the following data sources:

a. Systems attitude surveys

b. Climate studies

c. Exit interviews

5. Develop action plans to address the issues of teacher turnover, absenteeism, and credentials.

6. Create an organization decision-making structure enabling the Human Resources Division to be directly involved in the decision-making processes related to goals and objectives.

7. Retain a collective bargaining consultant to address contractual impediments to goals and objectives.

8. Hold the Director of Human Resources accountable for consistent monitoring of goal implementation strategies.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    2.1 AIDS Prevention Instruction — CDE Requirements

      Legal Standard

      AIDS prevention instruction occurs at least once in junior high or middle school and once in high school and is consistent with the CDE’s 1994 health framework (EC51201.5).

      Sources and Documentation

1. Health curriculum guides

2. Interviews with district office administrators, principals, and teachers

3. Education Code 51202.5

4. Board policies and administrative bulletins

      Findings

1. The health curriculum materials presented to the auditors contained no curriculum for AIDS prevention instruction at either the middle school or the high school levels.

2. District level administrators informed auditors that the schools did not teach the AIDS prevention curriculum as required by EC51202.5.

      Recommendations and Recovery Steps

1. Design and implement and AIDS prevention curriculum for the middle schools and high schools as directed by EC51201.5.

2. Design and implement program assessment instruments to assess the effectiveness of the curriculum.

      Standard Implemented: Not

      Implementation Scale:



       
       

    2.2 California High School Proficiency Exam

      Legal Standard

      On a yearly basis the district notifies all eleventh and twelfth grade students regarding the California High School Proficiency Examination (Title 5, 11523, EC48412).

      Sources and Documentation

1. Board policies and administrative bulletins

2. Student Success Guide

3. Interviews with district office administrators, principals, teachers, and parents

4. Annual assessment calendar

      Findings

1. All high school students in the Oakland Unified School District are provided with a booklet entitled Student Success Guide, which provides full information concerning the students’ option to take the California High School Proficiency Examination.

2. The district administration does not coordinate any notification efforts other than the distribution of the Student Success Guide.

3. The district notifies eleventh and twelfth graders through distribution of a published assessment calendar.

      Recommendations and Recovery Steps

1. Continue the practice of providing students and parents with a full description of the California High School Proficiency Examination option each year.

2. Codify the procedures in an administrative bulletin.

      Standard Implemented: Fully — Substantial

      Implementation Scale:



       
       

    2.3 Class Time — Protected for Student Learning

      Legal Standard

Class time is protected for student learning (EC32212).

      Sources and Documentation

1. Interviews with district office administrators, principals, and teachers

2. Board policies and administrative bulletins

3. Class visitations

      Findings

1. The auditors found no policies or administrative bulletins guiding the protection of class time for student learning.

2. District administrators testified that the sites had received no direction from the district to set in place administrative measures to protect class time for student learning.

3. Auditors reported no undue class interruptions.

      Recommendations and Recovery Steps

1. Develop board policies and administrative bulletins that institutionalize practices protecting class time for student learning.

a. Develop strategies to exclude class interruptions, inconvenient pullouts and other elements that intrude upon class time for learning.

b. Distribute administrative bulletins requiring protection of learning time.

c. Orient all staff to learning time protection procedures.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    2.4 Categorical and Compensatory Programs — Supplement

      Professional Standard

      Categorical and compensatory program funds supplement and do not supplant services and materials to be provided by the district (Title 53940).

      Sources and Documentation

1. Testimony from district office administrators

2. Coordinated Compliance Review

      Findings

1. The Oakland Unified School District received a satisfactory report of the Coordinated Compliance Review with no Findings of supplantation.

2. The auditors learned that the Oakland Unified School District attempts to coordinate with all divisions to assure no supplanting of services or materials takes place.

      Recommendations and Recovery Steps

1. Continue to monitor and control categorical and compensatory program funds to ensure that they supplement and do not supplant services and materials to be provided by the district.

2. Continue to implement the Voluntary Resolution Plan.

3. Address the recommendations stated in the financial section of this report regarding supplanting of categorical funds.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    2.5 Basic Skills Proficiency Exam — Instructional Aids

      Legal Standard

      A requirement is in place for passing the basic skills proficiency examination by instructional aides. (EC45344.5, EC545361.5)

      Sources and Documentation

1. Board policies and administrative bulletins

2. Interviews with district administrators, principals, and teachers

3. District job postings and applications for employment

      Findings

1. The Oakland Unified School District administers an examination covering the areas of English, reading, and math for all applicants for the position of instructional aide.

      Recommendations and Recovery Steps

      Continue the basic skills proficiency examinations and screening procedures for instructional aides now in place.

      Standard Implemented: Fully — Sustained

      Implementation Scale:



       
       

    2.6 General Instructional Programs

      Legal Standard

      The general instructional program adheres to all requirements put forth in EC51000-52950.

      Sources and Documentation

1. Course outlines and curriculum guides

2. Board policies and administrative bulletins

3. Letters from the State Department of Education Consolidated Compliance Review Office

4. Interviews with district office administrators and principals

      Findings

1. The Oakland Unified School District’s compliance with the provisions of the Education Code varies from code section to code section. Noncompliance has been noted throughout the formal CCMAC Audit Report as well as this document. Generally, the curricular mandates of the Education Code sections 51000-51950 are observed, as are the code sections concerning diplomas, class size, patriotic exercises, and so forth.

2. The School-Based Program Coordination Act is supported by the district’s site-based management operations.

      Recommendations and Recovery Steps

1. Continue efforts to comply with the mandates of EC51000-52950.

2. Increase efforts to eliminate inequities in the district based on race and gender. Implement the plan outlined under Professional Standard 1.23 above.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    2.7 Incoming Kindergarten Students — Admittance

      Legal Standard

All incoming kindergarten students will be admitted following board-approved policies and administrative regulations (EC48000-48002, 48010, 498011).

      Sources and Documentation

1. Board policies and administrative bulletins

2. Testimony from district-level administrators

3. Interviews with school principals

4. Interviews with parents

      Findings

1. The school board has thorough policies governing the admission of kindergarten students (5020, 5031, 5032, and 5033).

2. District-level administrators and principals testified that the district complies with the Education Code and the district policies.

3. Letters, fliers, and forms are distributed to parents.

4. Local newspapers are notified.

      Recommendations and Recovery Steps

      No additional action is necessary.

      Standard Implemented: Fully — Sustained

      Implementation Scale:



       
       

    2.8 Parent Information/Clarity — Student Test Scores

      Legal Standard

      The district shall inform parents of the test scores of their children and provide general explanation of these scores (EC60720 and 60722).

      Sources and Documentation

1. Interviews with district office administrators

2. Board Policies and Administrative Bulletins

3. Interviews with principals, teachers, and parents

      Findings

1. The district informs parents of their students’ SAT-9 test scores. This information is accompanied by a general explanation.

2. Districtwide curriculum-embedded assessment scores are shared with parents during parent conferences.

3. The district is in compliance with EC60720 and 60722.

      Recommendations and Recovery Steps

      No additional action is necessary.

      Standard Implemented: Fully — Sustained

      Implementation Scale:



       
       

    2.9 Accountability — Maximum Educational Opportunity

      Legal Standard

      The district shall be accountable for student results by using evaluative information regarding the various levels of proficiency and allocating educational resources to assure the maximum educational opportunity for all students (EC60609).

      Sources and Documentation

1. Test data compilations

2. Board policies and administrative bulletins

3. Interviews with board members, district administrators, principals, and teachers

      Findings

1. The auditors found no policy or administrative bulletin establishing accountability for student results using evaluative information (see CCMAC Report).

2. The district lacks a comprehensive assessment plan to guide the process of data collection and/or data use (see CCMAC Report).

3. Despite a preponderance of available assessment data, the use of these data are ineffective to prove learning opportunities.

4. The budget development and allocation process in the Oakland Unified School District is not linked to student achievement or program performance feedback (see CCMAC Report).

5. Assessment data is not used effectively for program improvement (see CCMAC Report).

      Recommendations and Recovery Steps

1. Implement the plan described in the Recommendations and Recovery Steps for Professional Standard PA1.4 above with an emphasis on using the assessment information to improve learning opportunities and assure the maximum educational opportunity for all students.

2. Allocate funds to permit employment of a full range of valid and reliable assessment strategies required to support a comprehensive student and program evaluation system.

3. Design and implement a staff development plan to help teachers understand and use best practices in assessment, and align evaluation criteria to learning goals and objectives.

4. Provide training for administrators in using assessment data to improve learning opportunities for students.

5. Implement the Recommendations and Recovery Steps in Professional Standard PA.3 above linking budget decisions with feedback on student performance.

      Standard Implemented: Partially

      Implementation Scale:



       
       

    2.10 Measurement of Student Achievement

      Legal Standard

      Student achievement will be measured using standardized achievement tests and a variety of measurement tools, i.e., portfolios, projects, oral reports, etc. (EC60602, 60605).

      Sources and Documentation

1. Board policies and administrative bulletins

2. Curriculum documents

3. Assessment procedures

4. Data regarding student assessment and program evaluations

5. Site visitations

6. Interviews with district office administrators, principals, teachers, and parents

      Findings

1. Presently, the district administers tests assessing only 51 percent of the total curriculum.

2. The use of assessment data in the Oakland Unified School District is ineffective for guiding decision-making (see CCMAC Report).

3. The district lacks a comprehensive assessment plan to provide feedback for improving student achievement. The district is deficient in all but two of the twenty characteristics of a comprehensive student assessment program (see CCMAC Report).

4. The assessment that exists in the district is inadequately aligned to curriculum to provide feedback for instructional decision-making (see CCMAC Report).

5. The district has embarked upon a project of developing curriculum-embedded assessments (CEAs). However, current use of this assessment does not provide deeply aligned assessment necessary to provide feedback to improve instructional decision-making.

6. Elementary school teachers commonly keep a portfolio to support the observations made in the district’s new report card. All teachers were trained last year in using the new report card system. Teachers new to the district this year are provided a video. No system-wide process for collecting the data from the portfolios or for passing the portfolios forward each year exists.

      Recommendations and Recovery Steps

1. Design and implement board policies and administrative bulletins that establish a framework for student assessment, and set forth a purpose, scope, and direction for assessment for all grade levels and subject areas.

2. Design a comprehensive assessment and feedback plan that meets the twenty criteria of the audit (see CCMAC Report).

3. Include a requirement for the use of qualitative and quantitative data in developing and implementing school improvement plans, designing and delivering instruction, and providing staff development at all levels.

4. Allocate funds to permit employment of the full range of valid and reliable assessment strategies required to support a comprehensive student and program evaluation system.

5. Ensure alignment of assessment goals with classroom practices.

6. Devise procedures for managing student portfolios and for collecting data concerning student progress from those portfolios.

7. Ensure that proposed student exit outcomes can be achieved based on the curriculum.

8. Create a staff development plan for administrators and teachers to:

a. Understand and use best practices in assessment.

b. Align evaluation criteria to learning goals and objectives.

c. Monitor and catalog teacher and administrator in-service activities.

9. Provide training in student assessment for administrators.

10. Implement full assessment plan outlined under Recommendations and Recovery Steps for Professional Standard PA1.4.

      Standard Implemented: Partially

      Implementation Scale: